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Re: Signer certificate discovery for CRLs




Santosh,


You misread my request. I said:

"For the time being, I would like that you provide an example where, when
using the current extensions that are defined in RFC 3280, it will NOT be
possible to locate a CRL Issuer certificate."

Maybe I would have needed to be clearer and say :

"For the time being, I would like that you provide an example where, when
using ANY OF the current extensions that are defined in RFC 3280, it will NOT be possible to locate a CRL Issuer certificate."


The examples you provide below do not fulfil this request.

The assumption is that there exists a path to be tested for revocation checking (and that it does not matter to know which way it has been constructed).

I am not saying that using AIA in CRL might not be useful, but I am still lacking the demonstration that there would be no other way.

Denis


Denis:

Two examples are very simple: one for direct CRL Issuer and one for Indirect
CRL Issuer.

Let us make the following assumptions that Stefan was making:

1.  You are directory challenged; and
2.  You use AIA to develop the path; and
3.  You develop the path from the end entity to trust anchor.

From what I know of MS CAPI, these are reasonable assumptions/constraints.

Now the examples.

Example 1: Direct CRL Issuer

The certificate trust path is:
Root --> CA1 --> CA 2, old key --> Denis

The CRL trust path is:
Root --> CA1 --> CA 2, new key --> CRL

(Note: We do not do self-issued certificate since there is no simple, secure
way to check their revocation status).

Now, with AIA in CRL, finding the CA2, new key certificate is
straightforward.  How would you find it if you do no deal with SIA et. al.

Example 2: Indirect CRL Issuer

The certificate trust path is:
Root --> CA1 --> CA 2 --> Denis
(Note: Denis's certificate points to CRL DP of an indirect CRL issued by
CAI.

The CRL trust path is:
Root --> CAI --> CRL

Now, with AIA in CRL, finding the CAI certificate is straightforward.  How
would you find it if you do no deal with SIA et. al.

In addition to the need cited above, please note that the extension
semantics does not change, it does not hinder any interoperability, and it
does not break any backward compatibility.  So, what if I wanted to use this
extension in the CRL.  It does no harm to other relying parties.

-----Original Message-----
From: owner-ietf-pkix@xxxxxxxxxxxx [mailto:owner-ietf-pkix@xxxxxxxxxxxx] On
Behalf Of Denis Pinkas
Sent: Wednesday, October 13, 2004 11:01 AM
To: Stefan Santesson
Cc: Santosh Chokhani; pkix
Subject: Re: Signer certificate discovery for CRLs



Stefan,


Denis,


I'm not sure what you mean.


For the time being, I would like that you provide an example where, when using the current extensions that are defined in RFC 3280, it will NOT be possible to locate a CRL Issuer certificate.

If you are able to provide that example, then it would justify the need for an extension at least for one case. Then we can see what that case is.

I am awaiting that example.

Denis



I conclude that I agree with Santosh.

The debate is still open... Feel free to express your opinion.

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)




-----Original Message-----
From: Denis Pinkas [mailto:Denis.Pinkas@xxxxxxxx]
Sent: den 13 oktober 2004 16:34
To: Stefan Santesson
Cc: Santosh Chokhani; pkix
Subject: Re: Signer certificate discovery for CRLs

Stefan,

You are making a conclusion without letting me the time to respond. I
will need more time to look at the pictures (and understand them).

For the time being, I am still reluctant to accept

"yet-another-method".



We already have too many.



Santosh,

I conclude that we are in complete and total agreement.
The question is how to go about this.

Could we do this amendment to RFC 3280 in its next revision? It would
hopefully just be a minor change.

This is exactly what I feared.


We usually end-up with a "minor change" in an extension without saying
cleary how and when it shall/should be used.

I still have in mind that:

1) a certification path must first be constructed,
2) then the revocation checking of that path must be done.

This means that information about CRL issuers certificates locations

may



certainly be found in that chain. If not, I would like an example.

Denis




It would not change the definition of AIA just add that it can be

used


also as CRL extension and list eventual restrictions and guidance for

use



with CRLs.


Stefan Santesson
Microsoft Security Center of Excellence (SCOE)





-----Original Message-----
From: owner-ietf-pkix@xxxxxxxxxxxx

[mailto:owner-ietf-pkix@xxxxxxxxxxxx]


On Behalf Of Santosh Chokhani
Sent: den 13 oktober 2004 04:33
To: 'pkix'
Subject: RE: Signer certificate discovery for CRLs


Stefan:


In terms of certificate discovery, your proposal for AIA in CRL is

more


robust. The whole idea of self-issued key rollover certificates and

then


using the new key to issue CRL is fraught with security problems. A
secure solution would be one where the new key is certified by the parent

CA.


In


that case to obtain the new certificate, you could use AIA in CRL.

As to indirect CRL, your proposal is a good one. The CRL DP in
certificate in question points to the indirect CRL. You get that CRL. The AIA

in


CRL


gets you started for the indirect CRL issuer certification path and

you


are
in business.

-----Original Message-----
From: owner-ietf-pkix@xxxxxxxxxxxx

[mailto:owner-ietf-pkix@xxxxxxxxxxxx]


On
Behalf Of Stefan Santesson
Sent: Tuesday, October 12, 2004 7:30 PM
To: David A. Cooper
Cc: pkix
Subject: RE: Signer certificate discovery for CRLs



David,

Thanks for the clarifications, they make sense.
I did misread your pictures.

So can we conclude that for a re-keyed CA in accordance with RFC

3280,


either the CRL issuer certificate itself, or the location of the CRL
issuer certificate, will be clearly identified/available for the validating

party


in some cases, but not in others?

Can we also conclude that there is no real discovery solution for

indirect


CRLs?

Do you then agree then that it could be appropriate to allow AIA as

a


CRL


extension to facilitate discovery of CRL signer certificate?

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)

________________________________________
From: David A. Cooper [mailto:david.cooper@xxxxxxxx]
Sent: den 12 oktober 2004 21:14
To: Stefan Santesson
Cc: pkix
Subject: Re: Signer certificate discovery for CRLs

Stefan,

I believe that you are misinterpreting the figures.  They really do
represent three different cases, not three different certification

paths


that have been constructed through the same PKI architecture.

In figure 1, CA 1 has generated self-issued key rollover

certificates.


The
Root CA has issued a certificate to CA 1's new key, but not its old

key


(either the Root CA never issued a certificate to CA 1's old key or

that


certificate has expired).

In figure 2, CA 2 has also generated self-issued key rollover
certificates. The Root CA has issued a certificate to CA 2's old key, but not its

new


key.

In figure 3, when CA 3 performed key rollover, it requested a new CA
certificate from the Root CA.  CA 3 did not generated self-issued

key


rollover certificates.

Of course, another realistic scenario would be one in which a CA

generated


self-issued key rollover certificates upon key rollover and then had

the


Root CA issue a CA certificate to its new key.  In this case, as you
suggest, any of the certification paths from figures 1, 2, or 3

could be


constructed.

As for the contents of the AIA extension, here is what I have

specified


in


the "X.509 Certificate and CRL Extensions Profile for the Common

Policy":


The authorityInfoAccess extension uses URIs for two purposes. When

the


id-ad-caIssuers access method is used, the access location specifies

where


certificates issued to the issuer of the certificate may be found.

If


LDAP


is used, the URI must include the DN of the entry containing the

relevant


certificates and specify the directory attribute in which the

certificates


are located. If the directory in which the certificates are stored

expects


the "binary" option to be specified, then the attribute type must be
followed by ";binary" in the URI. If HTTP is used, the URI must

point to


a


file that has an extension of ".p7c" that contains a certs-only CMS
message (see RFC 2633). The CMS message should include all certificates

issued


to


the issuer of this certificate, but must at least contain all

certificates


issued to the issuer of this certificate in which the subject public

key


may
be used to verify the signature on this certificate. .... For a
certificate issued by "Good CA", some examples of URIs that may appear as the

access


location in an authorityInfoAccess extension when the

id-ad-caIssuers


access
method is used are:

ldap://smime2.nist.gov/cn=Good%20CA,o=Test%20Certificates,c=US?cACert i

fi


ca


te
,crossCertificatePair

ldap://129.6.20.71/cn=Good%20CA,o=Test%20Certificates,c=US?cACertific a

te


;b


in
ary,crossCertificatePair;binary

http://fictitious.nist.gov/fictitiousCertsOnlyCMSdirectory/certsIssue d

To


Go


od
CA.p7c
For both LDAP and HTTP, the URI provides the exact location where
information is to be located, so there is no requirement for the

relying


party to try to figure out where information is located.

The HTTP URI points to a certs-only CMS message that includes all
certificates issued to the CA identified in the issuer field of the certificate.


The LDAP URI points to the cACertificate and crossCertificatePair
attributes of the directory entry of the CA identified in the issuer field of

the


certificate. These two attributes together hold all of the

certificates


issued to the CA: the cACertificate attribute holds the CA's self-

issued


certificates and the crossCertificatePair attribute holds the
cross-certificates issued to the CA by other CAs.

Dave


Stefan Santesson wrote:


David,

Thanks for these good thoughts and very useful scenarios.

I have some comments and questions on this.

First of all we can conclude that in some scenarios (figure 1) where

a


self
issued certificate is inserted into the path, you are likely to find

the


CRL
issuer cert in the path. (given that the new CA have a common key

and


certificate for cert signing and CRL signing).

Figure 1, 2 and 3 describe the same case. It is just describing

different


path building strategies. An application that has access locally to

all


chaining options may however still choose path 2 for the certs and

path


1


for the CRL independent of each other (which I think figure 3 tries

to


describe)

Another comment is the structure of AIA extensions. The use I'm

familiar


with doesn't use AIA to describe a directory entry where it is left

to


the


validation application logic to be intelligent enough to find

appropriate


certificate data from the directory. The model I'm familiar with is

when


the
AIA URL explicitly identifies the exact location of the appropriate

CA


certificate file, relieving the validation software from complex
information queries. If just location of explicit certificate files are

identified


through AIA, the presence of an AIA may not help finding the CRL

signer


cert
if this is different from the CA certificate. This is also the

problem


with
Denis proposal.

I think we share the basic conclusion that the ability to locate the

CRL


signer certificate directly through the CRL could be very useful. At

least


in the case of indirect CRL but it could also be proven very useful

in


CA


re-keying scenarios.

The easiest solution would probably be to allow AIA to be used in

its


current shape and structure as a CRL extension (MUST NOT be

critical).


It


would present a very clear and uncomplicated logic to certificate
validating applications in many cases.

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)

________________________________________
From: David A. Cooper [mailto:david.cooper@xxxxxxxx]
Sent: den 7 oktober 2004 18:35
To: Stefan Santesson
Cc: pkix
Subject: Re: Signer certificate discovery for CRLs

Stefan,

I think what you are proposing is a good idea.  In most cases, path
discovery algorithms assume that both the trust anchor (or trust

anchors)


and the end entity certificate are provided as input. In this case,

one


may
need to construct a certification path without a priori access to

the


end


entity certificate (the one with the subject public key

corresponding to


the
CRL signing key).  Including an AIA extension (or some other

pointer) in


the
CRL would provide the relying party with a simple way to obtain the

end


entity certificate for the CRL signing key's certification path. On

the


other hand, I believe that a relying party should be able to

construct


the


certification path even without an AIA extension in the CRL, so long

as


it


is not an indirect CRL.  Attached is a drawing of the three basic
scenarios that I expect a relying party may encounter:

In each of these scenarios, the CA has performed key rollover and is

only


signing CRLs with its new key. The diagrams would look similar,

however,


if
the CA simply choose to use different keys to sign certificates and

CRLs


for
some other reason.

If the PKI architecture resembled figure 1, then the certification

path


for
the CRL signing key would just be a subset of the certification path

for


the
EE certificate, so no addition path discovery would be needed.

If the PKI architecture resembled figure 1, then it would be

necessary


to


obtain the new-signed-with-old self-issued certificate. In building

the


certification path to the EE certificate, however, the relying party

will


obtain the certificates pointed to by the AIA extension in the EE
certificate.  This AIA extension will point to a location containing

all


certificates issued to CA 2, which would include both the

certificate


issued
by the Root to CA 2 and CA 2's self-issued certificate.  So, even

though


the
self-issued certificate would not be part of the certification path

to


the


EE certificate, it would be downloaded by the relying party during

the


construction of that certification path.  (Yes, there are circular
dependency issues in figure 2, but that is another issue.)

A similar situation would happen if the PKI architecture resembled

figure


3. The AIA extension in the EE certificate would point to a

location


containing certificates issued to CA 3. When the relying party

downloaded


these certificates, it would obtain both of the certificates issued

by


the


Root to CA 3 and so again would have the certificate needed to

validate


the
CRL signing key.

In the case of an indirect CRL, things may not work as well. If

indirect


CRLs were used, and the PKI architecture resembled figures 2 or 3
(replacing "New Key" with a different CA), then the set of certificates pointed

to


by


the AIA extension in the EE certificate would not include the

certificate


of
the CRL signer. One could find this certificate by building in the
reverse direction and using the SIA extension, but that may not be the most convenient solution.


So, when indirect CRLs are being used, it seems that it would be

very


useful
to have a pointer in the CRL to the CRL signing certificate.  When

the


CRL


is not indirect, the need for this pointer does not seem to be as

clear,


but
I can't see any harm in including it.

Dave

Stefan Santesson wrote:
All,

I'm interested in the opinion from members on this list about

discovery


of


CRL signer's certificate in non directory centric environments.

The problem is the following.

The relying party (RP) needs to check validity of a certificate and

finds


a
CDP extension with a URL to the CRL. The RP retrieves this CRL which

in


this
particular case is either signed by another key of the CA (re-keyed

CA)


or


another entity (indirect CRL).

In this case the relying party needs to obtain the certificate of

the


CRL


signer which may NOT be part of the original chain. In a directory

centric


solution this is retrieved from the directory, but what if such

directory


is
not available or accessible.

The RP have thus no hint where to find the CRL issuers certificate

unless


the RP already have possession of it by some other means.

Is seems that CRLs would need an AIA extension with the option to

point


to


the location of the signers certificate in the same manner as is

possible


for certificates.

Maybe AIA should be defined as both cert and CRL extension and not

only


certificate extension as today.

Thoughts and comments?

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)