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Re: Signer certificate discovery for CRLs




Santosh,


Denis:

1. This is a good mechanism to start building the path for CRL signer.

"There are none so deaf as those who will not hear".


This is not the point.

If you have a better alternative for directory challenged environments,

Your definition of "directory challenged environment" is: "not use LDAP client or DAP or DSP to query for certificate"

I still wonder why you are making this restriction since LDAP is one of the only two methods that are supported in RFC 3280 to fetch certificates.

If I understand you correctly, for whatever reason (which one ?), you only want to use HTTP. Then I would think the solution would be to use the following draft: draft-ietf-pkix-certstore-http-08 and make sure that it will be usable with the current AIA and SIA extensions to fetch CRL issuers certificates.

tell us.  Absent you showing that there is a mechanism for directory
challenged environments that is as simple and that works, we can not have a
fruitful dialog.

Please, do not reverse the question.


2.  Adding AIA to CRL does not impact interoperability, security or backward
compatibility adversely.

It adds complexity with "still-another-extension" in CRLs and still another method for revocation checking.


As to your argument, we could have used it few years back and not added AIA
to the certificates either.

... but you didn't. This last argument does not make sense.


Denis

-----Original Message-----
From: Denis Pinks [mailto:Denis.Pinkas@xxxxxxxx] Sent: Friday, October 15, 2004 2:45 AM
To: Santosh Chokhani
Cc: 'pkix'
Subject: Re: Signer certificate discovery for CRLs



Santosh,


You are still trying to avoid to respond to my request. So my temporary conclusion is that you have NOT demonstrated that your proposal is really necessary and it is thus "yet-another-method".


Denis:


By directory challenged, I mean you do not use LDAP client or DAP or
DSP to query for certificate.


RFC 3280. Page 46:

    The accessLocation
    field is defined as a GeneralName, which can take several forms.
    Where the information is available via http, ftp, or ldap,
    accessLocation MUST be a uniformResourceIdentifier.  Where the
    information is available via the Directory Access Protocol (DAP),
    accessLocation MUST be a directoryName.

It is thus perfectly allowed and valid to use DAP or ldap.


The basic point is that if AIA or local store are the primary ways to
obtain certificates,


No. Local store is of no use. AIA is one possibility, while the other one is

SIA.


since the CRL issuer certificate is not in any payload, AIA in CRL
helps obtain that certificate and start the path development process for the CRL certification path.


No. You can use AIA or SIA in CA certificates, or AIA in leaf certificate.

Denis


-----Original Message-----
From: Denis Pinkas [mailto:Denis.Pinkas@xxxxxxxx]
Sent: Thursday, October 14, 2004 11:13 AM
To: Santosh Chokhani
Cc: 'pkix'
Subject: Re: Signer certificate discovery for CRLs


Santosh,




Denis:


With the three assumptions/constraints I provided, how would you locate the CRL issuer certificate for the two examples using 3280 extensions and without putting AIA in the CRL?


As far as I understand, the three assumptions are:

1.  You are directory challenged; and
    [I do not understand what this means]
2.  You use AIA to develop the path; and
    [It does not matter]
3.  You develop the path from the end entity to trust anchor
    [Could also be the contrary].

If this is not correct, thus please correct.

Then my request is: "using ANY OF the current extensions that are
defined in

RFC 3280", which includes SIA.

In your explanations  you said :
"if you do no deal with SIA et. al"

This last assumption is neither part of the three assumptions and does
not
conform to my request.

Denis



That is my point.

-----Original Message-----
From: Denis Pinkas [mailto:Denis.Pinkas@xxxxxxxx]
Sent: Thursday, October 14, 2004 6:22 AM
To: Santosh Chokhani
Cc: 'pkix'
Subject: Re: Signer certificate discovery for CRLs


Santosh,


You misread my request. I said:

"For the time being, I would like that you provide an example where, when using the current extensions that are defined in RFC 3280, it will NOT be possible to locate a CRL Issuer certificate."

Maybe I would have needed to be clearer and say :

"For the time being, I would like that you provide an example where, when using ANY OF the current extensions that are defined in RFC 3280, it will NOT be possible to locate a CRL Issuer certificate."

The examples you provide below do not fulfil this request.

The assumption is that there exists a path to be tested for revocation
checking (and that it does not matter to know which way it has been constructed).


I am not saying that using AIA in CRL might not be useful, but I am still lacking the demonstration that there would be no other way.

Denis





Denis:

Two examples are very simple: one for direct CRL Issuer and one for
Indirect CRL Issuer.

Let us make the following assumptions that Stefan was making:

1.  You are directory challenged; and
2.  You use AIA to develop the path; and
3.  You develop the path from the end entity to trust anchor.


From what I know of MS CAPI, these are reasonable


assumptions/constraints.

Now the examples.

Example 1: Direct CRL Issuer

The certificate trust path is:
Root --> CA1 --> CA 2, old key --> Denis

The CRL trust path is:
Root --> CA1 --> CA 2, new key --> CRL

(Note: We do not do self-issued certificate since there is no simple,
secure way to check their revocation status).

Now, with AIA in CRL, finding the CA2, new key certificate is
straightforward. How would you find it if you do no deal with SIA et. al.


Example 2: Indirect CRL Issuer

The certificate trust path is:
Root --> CA1 --> CA 2 --> Denis
(Note: Denis's certificate points to CRL DP of an indirect CRL issued
by CAI.

The CRL trust path is:
Root --> CAI --> CRL

Now, with AIA in CRL, finding the CAI certificate is straightforward.
How would you find it if you do no deal with SIA et. al.

In addition to the need cited above, please note that the extension
semantics does not change, it does not hinder any interoperability, and it does not break any backward compatibility. So, what if I wanted to use this extension in the CRL. It does no harm to other relying parties.


-----Original Message-----
From: owner-ietf-pkix@xxxxxxxxxxxx
[mailto:owner-ietf-pkix@xxxxxxxxxxxx] On Behalf Of Denis Pinkas
Sent: Wednesday, October 13, 2004 11:01 AM
To: Stefan Santesson
Cc: Santosh Chokhani; pkix
Subject: Re: Signer certificate discovery for CRLs



Stefan,





Denis,


I'm not sure what you mean.


For the time being, I would like that you provide an example where,
when using the current extensions that are defined in RFC 3280, it will NOT be possible to locate a CRL Issuer certificate.


If you are able to provide that example, then it would justify the
need for an extension at least for one case. Then we can see what that case is.


I am awaiting that example.

Denis






I conclude that I agree with Santosh.

The debate is still open... Feel free to express your opinion.

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)







-----Original Message-----
From: Denis Pinkas [mailto:Denis.Pinkas@xxxxxxxx]
Sent: den 13 oktober 2004 16:34
To: Stefan Santesson
Cc: Santosh Chokhani; pkix
Subject: Re: Signer certificate discovery for CRLs

Stefan,

You are making a conclusion without letting me the time to respond. I will need more time to look at the pictures (and understand them).

For the time being, I am still reluctant to accept

"yet-another-method".






We already have too many.






Santosh,

I conclude that we are in complete and total agreement. The question is how to go about this.

Could we do this amendment to RFC 3280 in its next revision? It
would hopefully just be a minor change.

This is exactly what I feared.


We usually end-up with a "minor change" in an extension without
saying cleary how and when it shall/should be used.

I still have in mind that:

1) a certification path must first be constructed,
2) then the revocation checking of that path must be done.

This means that information about CRL issuers certificates
locations

may






certainly be found in that chain. If not, I would like an example.

Denis







It would not change the definition of AIA just add that it can be

used





also as CRL extension and list eventual restrictions and guidance for

use






with CRLs.





Stefan Santesson
Microsoft Security Center of Excellence (SCOE)








-----Original Message-----
From: owner-ietf-pkix@xxxxxxxxxxxx

[mailto:owner-ietf-pkix@xxxxxxxxxxxx]





On Behalf Of Santosh Chokhani
Sent: den 13 oktober 2004 04:33
To: 'pkix'
Subject: RE: Signer certificate discovery for CRLs


Stefan:


In terms of certificate discovery, your proposal for AIA in CRL
is

more





robust.  The whole idea of self-issued key rollover certificates
and

then





using the new key to issue CRL is fraught with security problems.
A secure solution would be one where the new key is certified by the parent

CA.





In





that case to obtain the new certificate, you could use AIA in
CRL.

As to indirect CRL, your proposal is a good one. The CRL DP in
certificate in question points to the indirect CRL. You get that CRL. The AIA

in





CRL





gets you started for the indirect CRL issuer certification path and

you





are
in business.

-----Original Message-----
From: owner-ietf-pkix@xxxxxxxxxxxx

[mailto:owner-ietf-pkix@xxxxxxxxxxxx]





On
Behalf Of Stefan Santesson
Sent: Tuesday, October 12, 2004 7:30 PM
To: David A. Cooper
Cc: pkix
Subject: RE: Signer certificate discovery for CRLs



David,

Thanks for the clarifications, they make sense.
I did misread your pictures.

So can we conclude that for a re-keyed CA in accordance with RFC

3280,





either the CRL issuer certificate itself, or the location of the
CRL issuer certificate, will be clearly identified/available for the validating

party





in some cases, but not in others?

Can we also conclude that there is no real discovery solution for

indirect





CRLs?

Do you then agree then that it could be appropriate to allow AIA as

a





CRL





extension to facilitate discovery of CRL signer certificate?

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)

________________________________________
From: David A. Cooper [mailto:david.cooper@xxxxxxxx]
Sent: den 12 oktober 2004 21:14
To: Stefan Santesson
Cc: pkix
Subject: Re: Signer certificate discovery for CRLs

Stefan,

I believe that you are misinterpreting the figures. They really do represent three different cases, not three different certification

paths





that have been constructed through the same PKI architecture.

In figure 1, CA 1 has generated self-issued key rollover

certificates.





The
Root CA has issued a certificate to CA 1's new key, but not its old

key





(either the Root CA never issued a certificate to CA 1's old key or

that





certificate has expired).

In figure 2, CA 2 has also generated self-issued key rollover
certificates. The Root CA has issued a certificate to CA 2's old key, but not its

new





key.

In figure 3, when CA 3 performed key rollover, it requested a new
CA certificate from the Root CA. CA 3 did not generated self-issued

key





rollover certificates.

Of course, another realistic scenario would be one in which a CA

generated





self-issued key rollover certificates upon key rollover and then
had

the





Root CA issue a CA certificate to its new key. In this case, as
you suggest, any of the certification paths from figures 1, 2, or 3

could be





constructed.

As for the contents of the AIA extension, here is what I have

specified





in





the "X.509 Certificate and CRL Extensions Profile for the Common

Policy":





The authorityInfoAccess extension uses URIs for two purposes.
When

the





id-ad-caIssuers access method is used, the access location
specifies

where





certificates issued to the issuer of the certificate may be
found.

If





LDAP





is used, the URI must include the DN of the entry containing the

relevant





certificates and specify the directory attribute in which the

certificates





are located. If the directory in which the certificates are
stored

expects





the "binary" option to be specified, then the attribute type must
be followed by ";binary" in the URI. If HTTP is used, the URI must

point to





a





file that has an extension of ".p7c" that contains a certs-only CMS message (see RFC 2633). The CMS message should include all
certificates

issued





to





the issuer of this certificate, but must at least contain all

certificates





issued to the issuer of this certificate in which the subject
public

key





may
be used to verify the signature on this certificate. .... For a
certificate issued by "Good CA", some examples of URIs that may appear as the

access





location in an authorityInfoAccess extension when the

id-ad-caIssuers





access
method is used are:

ldap://smime2.nist.gov/cn=Good%20CA,o=Test%20Certificates,c=US?cAC e r t i

fi





ca





te
,crossCertificatePair

ldap://129.6.20.71/cn=Good%20CA,o=Test%20Certificates,c=US?cACerti f i c a

te





;b





in
ary,crossCertificatePair;binary

http://fictitious.nist.gov/fictitiousCertsOnlyCMSdirectory/certsIs s u e d

To





Go





od
CA.p7c
For both LDAP and HTTP, the URI provides the exact location where
information is to be located, so there is no requirement for the

relying





party to try to figure out where information is located.

The HTTP URI points to a certs-only CMS message that includes all
certificates issued to the CA identified in the issuer field of the certificate.


The LDAP URI points to the cACertificate and crossCertificatePair
attributes of the directory entry of the CA identified in the issuer field of

the





certificate. These two attributes together hold all of the

certificates





issued to the CA:  the cACertificate attribute holds the CA's
self-

issued





certificates and the crossCertificatePair attribute holds the
cross-certificates issued to the CA by other CAs.

Dave


Stefan Santesson wrote:


David,

Thanks for these good thoughts and very useful scenarios.

I have some comments and questions on this.

First of all we can conclude that in some scenarios (figure 1)
where

a





self
issued certificate is inserted into the path, you are likely to
find

the





CRL
issuer cert in the path. (given that the new CA have a common key

and





certificate for cert signing and CRL signing).

Figure 1, 2 and 3 describe the same case. It is just describing

different





path building strategies. An application that has access locally to

all





chaining options may however still choose path 2 for the certs
and

path





1





for the CRL independent of each other (which I think figure 3 tries

to





describe)

Another comment is the structure of AIA extensions. The use I'm

familiar





with doesn't use AIA to describe a directory entry where it is left

to





the





validation application logic to be intelligent enough to find

appropriate





certificate data from the directory. The model I'm familiar with is

when





the
AIA URL explicitly identifies the exact location of the appropriate

CA





certificate file, relieving the validation software from complex
information queries. If just location of explicit certificate files are

identified





through AIA, the presence of an AIA may not help finding the CRL

signer





cert
if this is different from the CA certificate. This is also the

problem





with
Denis proposal.

I think we share the basic conclusion that the ability to locate
the

CRL





signer certificate directly through the CRL could be very useful.
At

least





in the case of indirect CRL but it could also be proven very useful

in





CA





re-keying scenarios.

The easiest solution would probably be to allow AIA to be used in

its





current shape and structure as a CRL extension (MUST NOT be

critical).





It





would present a very clear and uncomplicated logic to certificate
validating applications in many cases.

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)

________________________________________
From: David A. Cooper [mailto:david.cooper@xxxxxxxx]
Sent: den 7 oktober 2004 18:35
To: Stefan Santesson
Cc: pkix
Subject: Re: Signer certificate discovery for CRLs

Stefan,

I think what you are proposing is a good idea. In most cases, path discovery algorithms assume that both the trust anchor (or trust

anchors)





and the end entity certificate are provided as input.  In this
case,

one





may
need to construct a certification path without a priori access to

the





end





entity certificate (the one with the subject public key

corresponding to





the
CRL signing key).  Including an AIA extension (or some other

pointer) in





the
CRL would provide the relying party with a simple way to obtain the

end





entity certificate for the CRL signing key's certification path. On

the





other hand, I believe that a relying party should be able to

construct





the





certification path even without an AIA extension in the CRL, so
long

as





it





is not an indirect CRL.  Attached is a drawing of the three basic
scenarios that I expect a relying party may encounter:

In each of these scenarios, the CA has performed key rollover and
is

only





signing CRLs with its new key. The diagrams would look similar,

however,





if
the CA simply choose to use different keys to sign certificates and

CRLs





for
some other reason.

If the PKI architecture resembled figure 1, then the
certification

path





for
the CRL signing key would just be a subset of the certification
path

for





the
EE certificate, so no addition path discovery would be needed.

If the PKI architecture resembled figure 1, then it would be

necessary





to





obtain the new-signed-with-old self-issued certificate.  In
building

the





certification path to the EE certificate, however, the relying
party

will





obtain the certificates pointed to by the AIA extension in the EE
certificate. This AIA extension will point to a location containing

all





certificates issued to CA 2, which would include both the

certificate





issued
by the Root to CA 2 and CA 2's self-issued certificate.  So, even

though





the
self-issued certificate would not be part of the certification path

to





the





EE certificate, it would be downloaded by the relying party
during

the





construction of that certification path. (Yes, there are
circular dependency issues in figure 2, but that is another issue.)


A similar situation would happen if the PKI architecture
resembled

figure





3. The AIA extension in the EE certificate would point to a

location





containing certificates issued to CA 3. When the relying party

downloaded





these certificates, it would obtain both of the certificates issued

by





the





Root to CA 3 and so again would have the certificate needed to

validate





the
CRL signing key.

In the case of an indirect CRL, things may not work as well. If

indirect





CRLs were used, and the PKI architecture resembled figures 2 or 3
(replacing "New Key" with a different CA), then the set of certificates pointed

to





by





the AIA extension in the EE certificate would not include the

certificate





of
the CRL signer. One could find this certificate by building in the reverse direction and using the SIA extension, but that may not be the most convenient solution.


So, when indirect CRLs are being used, it seems that it would be

very





useful
to have a pointer in the CRL to the CRL signing certificate.
When

the





CRL





is not indirect, the need for this pointer does not seem to be as

clear,





but
I can't see any harm in including it.

Dave

Stefan Santesson wrote:
All,

I'm interested in the opinion from members on this list about

discovery





of





CRL signer's certificate in non directory centric environments.

The problem is the following.

The relying party (RP) needs to check validity of a certificate and

finds





a
CDP extension with a URL to the CRL. The RP retrieves this CRL
which

in





this
particular case is either signed by another key of the CA (re-keyed

CA)





or





another entity (indirect CRL).

In this case the relying party needs to obtain the certificate of

the





CRL





signer which may NOT be part of the original chain. In a
directory

centric





solution this is retrieved from the directory, but what if such

directory





is
not available or accessible.

The RP have thus no hint where to find the CRL issuers
certificate

unless





the RP already have possession of it by some other means.

Is seems that CRLs would need an AIA extension with the option to

point





to





the location of the signers certificate in the same manner as is

possible





for certificates.

Maybe AIA should be defined as both cert and CRL extension and
not

only





certificate extension as today.

Thoughts and comments?

Stefan Santesson
Microsoft Security Center of Excellence (SCOE)